Exhibit 973

Northrop Grumman Corporation definitive proxy statement (DEF 14A), security ownership table

Exhibit 973 · Company filing

Northrop Grumman Corporation definitive proxy statement (DEF 14A), security ownership table

Holders above 5%: State Street 13,860,192 (9.8%; 13G/A filed 30 Jan 2024); Vanguard 13,265,738 (9.3%; 13G/A filed 30 Apr 2025 as of 31 Mar 2025); Capital International Investors 12,385,281 (8.7%); BlackRock 10,688,475 (7.5%; as of 30 Sep 2024).

Source: Northrop Grumman Corporation
Date: 3 April 2026
Grade: Primary record
Document: https://www.sec.gov/Archives/edgar/data/1133421/000113342126000007/noc-20260401.htm
Accessed: 2026-11-10
Cited by: Findings citing this exhibit

Cited by

Finding INF-1.3: Primary record Proxy statements filed from January to September 2026 list at least one of Vanguard, BlackRock and State Street as holding more than 5 percent of the common stock of each of 17 companies: eight media, five pharmaceutical and four defense. The listed stakes run from 5.1 to 14.9 percent, and 14 of the 17 proxies cite at least one Schedule 13G filed between January and April 2024, so the percentages describe holdings on dates from 31 December 2023 to 30 June 2026.